Compliance & Legal Marketing

Compliance Isn't an Afterthought.
It's Our Architecture.

Six years. 12,000+ campaigns. 500M+ messages. Zero TCPA violations. Our compliance framework isn't bolted on – it's engineered into every system we build.

Why It Matters

The Cost of
Non-Compliance

Violations aren't theoretical. They're calculated, enforced, and expensive. Here's what's at stake.

$500–$1,500
Per TCPA Violation
Per individual message sent without proper consent. Class actions multiply this by millions.
Up to $16,000
Per CAN-SPAM Violation
Per email sent in violation. FTC has issued multi-million dollar judgments against repeat offenders.
$7,500
Per CCPA Violation
Per intentional violation of California Consumer Privacy Act rights. Statutory damages stack quickly.
$0
Koffex Violations – 6 Years
Zero violations across 6 years, 12,000+ campaigns, and 500M+ messages delivered.
Our Framework

Four Pillars of
Compliance

We maintain active compliance programs across four distinct regulatory frameworks – ensuring every campaign we run is legally sound.

TCPA

Telephone Consumer Protection Act

The TCPA governs all SMS and voice marketing to US consumers. Violations are strict-liability – even honest mistakes can cost $500–$1,500 per message. Our framework eliminates the risk entirely.

Prior express written consent capture on all opt-ins
Immediate opt-out honoring with suppression list management
Frequency capping and quiet-hours compliance
Real-time DNC list scrubbing before every send
Audit trail documentation for all consent records
CAN-SPAM

CAN-SPAM Act Compliance

Federal law governing commercial email marketing. Requirements span header honesty, subject line accuracy, physical address disclosure, and functioning unsubscribe mechanisms – all built into our email programs by default.

Accurate "From" headers and reply-to addresses
Honest, non-deceptive subject lines on every email
Physical mailing address in every commercial email
One-click unsubscribe with 10-day processing
Suppression list integration across all sends
CCPA / Privacy

CCPA & Consumer Privacy

California Consumer Privacy Act protections apply to any business serving California residents – regardless of where you're headquartered. Our privacy framework ensures compliant data handling for all consumer interactions.

Consumer data mapping and inventory management
Right-to-delete request workflows and processing
Do-not-sell mechanisms for data sharing partners
California resident identification and flagging
Privacy policy review and disclosure alignment
CASL

Canada's Anti-Spam Legislation

CASL has some of the strictest consent requirements in the world. For clients with Canadian audiences, our CASL framework manages express and implied consent, sender identification, and compliant unsubscribe infrastructure.

Express consent collection for Canadian recipients
Implied consent tracking with expiry management
Full sender identification in every message
Functioning unsubscribe mechanisms (60-day processing)
Record retention for all Canadian consent records
How We Protect Clients

Compliance in Three Steps

A systematic approach to protecting your business from regulatory risk – from audit to ongoing monitoring.

1

Audit Your Current Campaigns

We audit your existing marketing programs against TCPA, CAN-SPAM, CCPA, and CASL requirements – identifying gaps, consent issues, and high-risk practices before they become violations.

2

Implement Compliant Systems

We build or rebuild your consent capture, opt-out infrastructure, suppression lists, and campaign systems to operate compliantly from day one – across every channel we manage.

3

Ongoing Monitoring & Reporting

Compliance doesn't end at launch. We provide ongoing regulatory monitoring, compliance reporting, DNC list management, and proactive adjustments as laws evolve.

Financial Marketing

Financial & Investment
Marketing Compliance

Marketing financial products and precious metals investments requires navigating a complex regulatory environment beyond standard marketing law. Our team is built for exactly this.

Investment Product Disclaimers

All investment-related marketing includes appropriate risk disclosures, past-performance disclaimers, and compliance-reviewed creative. We don't run financial ads without legal sign-off built into our process.

Precious Metals Marketing Rules

Precious metals marketing has specific FTC requirements around claims, performance representations, and disclosure. Our precious metals campaigns are built to these standards from the ground up.

SEC / FTC Guideline Awareness

We maintain awareness of SEC and FTC guidelines affecting financial marketers and build campaigns that stay well within those boundaries – protecting clients from enforcement risk.

Audience Targeting Safeguards

Financial product targeting requires care around vulnerable populations, age restrictions, and jurisdiction-specific prohibitions. Our targeting frameworks include these safeguards by default.

Compliance Consulting

We Build the Systems That Protect You

Beyond running compliant campaigns ourselves, we offer compliance consulting services to help brands audit their existing programs, build durable consent frameworks, and train their internal teams.

Whether you're launching a new SMS program or cleaning up a legacy email list, our compliance team delivers the infrastructure and documentation to keep you protected.

Audit Existing Campaigns

TCPA, CAN-SPAM, CCPA, and CASL compliance review

Build Consent Frameworks

Custom consent capture, storage, and management systems

Train Your Team

Compliance training for marketing teams and agencies

Ongoing Compliance Review

Monthly compliance monitoring and regulatory update briefings

Book a Compliance Audit
0 Violations
6 Years Clean
4 Frameworks
12K+ Campaigns
compliance_check.sh
$ running compliance audit...
Checking TCPA consent records...
✓ All consent verified (100%)
Checking DNC suppression list...
✓ DNC scrub complete
Checking CAN-SPAM headers...
✓ Headers validated
Checking opt-out mechanisms...
✓ Unsubscribe functional
STATUS: FULLY COMPLIANT ██████████ 100%

Important Notice

Koffex Digital provides marketing services. Nothing on this website constitutes legal advice. The information provided about TCPA, CAN-SPAM, CCPA, CASL, SEC guidelines, FTC regulations, or any other law is for general informational purposes only and does not constitute, and should not be relied upon as, legal advice. Clients should consult qualified legal counsel for specific legal compliance questions applicable to their business and circumstances. Regulatory requirements vary by jurisdiction, industry, and specific business activities.

Protect Your Business

GET A COMPLIANCE AUDIT

Find out where your campaigns stand before a regulator does. Our compliance audit delivers a full picture of your risk exposure and a roadmap to zero violations.